Securities Representative, Regulated Investment Company, Belize.

 

Job Description

A leading international licensed investment firm regulated by the Financial Services Commission under the Securities Industry Act, Laws of Belize, is seeking a Securities Representative. The Securities Representative will be responsible for carrying out securities activities in compliance with regulatory standards and maintaining a relationship with all key stakeholders of the business and representing the business to the FSC.

Securities Representative

• Type: Permanent, Full-time position • Salary: Commensurate with qualifications and experience. • Location: 28 Regent Street, Belize City, Belize

Role Responsibilities

• Carry out day to day securities activities and maintain a relationship with all key stakeholders. • Ensure compliance with all FSC regulations and the Securities Industry Act of Belize. • Maintain up-to-date knowledge of market developments and regulatory changes. • Ensure proper record-keeping and reporting of transactions and client communications. • Safeguard client assets and maintain strict confidentiality. • Act in the best interest of the Firm and uphold its reputation. • Training and educating the staff of the Firm in respect with the securities function. • Working on related changes to the Firm’s documentation for securities.

Role Qualifications

• BSc/MSc in Business Administration, Accounting, Finance, Economics, Law or related field. • Professional Qualification relevant to securities, investment operations, risk management or related field. • At least three (3) years of relevant work experience in the securities, finance or investment industry. Experience must demonstrate sufficient understanding of securities products, markets and regulations. • Strong analytical, communication, and problem-solving skills. • Eligible to reside and work in Belize. • Fluent knowledge of the English Language (Written & Spoken).